SEC Orders Three Investment Advisers to Pay $12 Million to Harmed Clients
6/4/2018/US SEC The Securities and Exchange Commission today announced that three investment advisers have settled…
All Posts in "Year: 2018"
SEC Obtains Emergency Freeze of $27 Million in Stock Sales of Purported Cryptocurrency Company Longfin
6/4/2018/US SEC The Securities and Exchange Commission has obtained a court order freezing more than…
Joel R. Levin Named Director of Chicago Regional Office
5/4/2018/US SEC The Securities and Exchange Commission today announced that Joel R. Levin has been…