SEC Charges Indianapolis Investment Advisers with Defrauding Retail Advisory Clients
19/9/2018/US SEC On September 14, 2018, the Securities and Exchange Commission charged an Indianapolis-based investment…
All Posts in "Year: 2018"
Christopher Hetner, Senior Advisor to the Chairman for Cybersecurity Policy, to Leave the Agency
19/9/2018/US SEC The Securities and Exchange Commission today announced that Christopher R. Hetner, Senior Advisor…
SEC Charges Medical Aesthetics Company and Its Former CEO with Misleading Investors in a $60 Million Stock Offering
19/9/2018/US SEC The Securities and Exchange Commission today charged Sientra, Inc., a California-based medical aesthetics…