SEC Releases Proposal for New Rules on Robo-Advisory Services And Sundry Amendments

Image Credit: SEC Nigeria

May 7, 2021/SEC Nigeria

New Rules

1.Proposed Rule on Robo-Advisory Services

2. Proposed Rule on Trade Repositories

Sundry Amendments

3. Proposed Amendment to Rule 45 (1) (d) & (h)- Registrable Functions
4. Proposed Amendment to Rule 97 (1) – Functions
Major Amendment

5. Proposed Amendment to the Rule on Mergers, Take-overs and Acquisitions – (Review for Fairness of Mergers, Take-overs and Acquisitions)

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