February 10, 2025/US SEC On January 16, 2025, the Securities and Exchange Commission filed charges against Anthony Marsico, Arthur P. Pizzello. Jr., Robert Quattrocchi, and Timothy Carey for allegedly insider trading in the stock of Goodness Growth Holdings, Inc., a cannabis company now doing business as Vireo Growth, Inc., in […]
Author: InvestAdvocate
Exemption From the Requirement to Report Certain Personally Identifiable Information to the Consolidated Audit Trail
February 10, 2025/US SEC The Securities and Exchange Commission today provided an exemption from the requirement to report certain personally identifiable information (PII) – names, addresses, and years of birth – to the Consolidated Audit Trail (CAT) for natural persons. Bad actors have become increasingly sophisticated and, in the event […]
Declawing the CAT: Statement on Consolidated Audit Trail Exemptive Relief
February 10, 2025/US SEC By Commissioner Caroline A. Crenshaw Data are the foundation of advancement. They sit at the heart of innovation, technology, learning, community building, and so many other values crucial to our progress. Data can also be a critical tool in preventing fraud and wrongdoing. But our data […]
