McCabe engaged in unregistered broker activity after FINRA bar January 17, 2025/US SEC The Securities and Exchange Commission today announced that Paul John McCabe Jr. and his unregistered firm PMAC Consulting LLC have agreed to pay $3 million to resolve SEC charges for illegally brokering transactions involving the stock of […]
Author: InvestAdvocate
NGXASI Gains +0.17%, Buoyed by INTBREW, Nigerian Breweries, OANDO
January 17, 2025/InvestmentOne Report The NGXASI advanced by 0.17% today to close at 102,353.68pts as the bullish sentiments witnessed in OANDO (+9.28%), INTBREW (+5.88%) and NB (+2.74%) drove the local bourse into the green. In the fixed income space, the Treasury Bills secondary market traded on a negative note, driven by the selloffs […]
SEC Charges Pennsylvania Investment Adviser Scott Mason With Misappropriating More Than $20 Million from Advisory Clients
January 17, 2025/US SEC The Securities and Exchange Commission today charged former Pennsylvania-based investment adviser Scott J. Mason, and his companies Rubicon Wealth Management LLC and Orchard Park Real Estate Holdings LLC, with misappropriating more than $20 million from at least 13 Rubicon advisory clients. According to the SEC’s complaint, […]
