Author: InvestAdvocate

NSE Suspends 39 Dealing Member Firms Operating Without Compliance Officers

By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)-The Nigerian Stock Exchange (NSE) said it has suspended 39 Dealing Members Firms for operating without Compliance Officers. This is contained in the NSE’s Brokers Trak as at January 06 2014.

NSE Reports 26 Dealing Members, 3 Individuals Involved in Unauthorised sale of Investors’ Shares between Jan’12 & Dec’13

By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)-The Nigerian Stock Exchange (NSE) has reported that 26 Dealing Member Firms and three (3) individuals were involved in unauthorised sale of investors’ shares between January 2012 and December 2013. According to the NSE in its Brokers Trak, status of the complaint shows that 12 […]