Defendant claimed his hedge fund would use sophisticated tools like artificial intelligence to generate returns February 2, 2024/US SEC The Securities and Exchange Commission today announced that Brian Sewell and his company, Rockwell Capital Management, agreed to settle fraud charges in connection with a scheme that targeted students taking Sewell’s […]
Frauds & Scandals
SEC Charges Founder of American Bitcoin Academy Online Crypo Course with Fraud Targeting Students
February 2, 2024/US SEC The Securities and Exchange Commission today announced that Brian Sewell and his company, Rockwell Capital Management agreed to settle fraud charges in connection with a scheme that targeted students taking Sewell’s online crypto trading course known as the American Bitcoin Academy. The SEC alleges that the […]
SEC Obtains Final Judgment Against Municipal Advisor Charged with Breaching Fiduciary Duty
January 31, 2024/US SEC On January 30, 2024, the Securities and Exchange Commission obtained a final judgment against defendants Comer Capital Group, LLC and Brandon L. Comer, whom the SEC previously charged with breaching their fiduciary duty in connection with a $6 million municipal bond offering by the Harvey Public […]