NY-based immigration attorney and her firm also charged for role in unregistered sales November 21, 2023/US SEC The Securities and Exchange Commission today charged Nadim Ahmed, a New York-based businessman and his companies, NuRide Transportation Group, LLC and NYC Green Transportation Group, LLC, with making fraudulent misrepresentations in securities offerings […]
Frauds & Scandals
Federal Reserve Board Issues Enforcement Action with Former Employee of Arvest Bank
November 21, 2023/US Federal Reserve The Federal Reserve Board on Tuesday announced the execution of the enforcement action listed below: Consent prohibition order against Chandlar Groce Former employee of Arvest Bank, Fayetteville, Arkansas Misappropriation of customer funds Additional enforcement actions can be searched for here. Attachment (PDF)
SEC Charges Kraken for Operating as an Unregistered Securities Exchange, Broker, Dealer, and Clearing Agency
November 20, 2023/US SEC The Securities and Exchange Commission today charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s crypto trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. According to the SEC’s complaint, since at least September 2018, Kraken has made […]
