SEC Obtains Final Judgment Against Head Trader Charged in Fake Trading Scheme
May 12, 2023/US SEC The Securities and Exchange Commission has obtained a final judgment against…
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Seplat takes immediate steps to counter Interim Court Orders against its Officers
May 11, 2023/Seplat Energy Plc Seplat Energy is aware of certain media publications that the…
SEC Charges HSBC and Scotia Capital with Widespread Recordkeeping Failures
Firms admit to wrongdoing and agree to pay penalties in SEC’s ongoing recordkeeping initiative May…