Seeks Court Approval for Settlement to Collect Disgorgement Over Ten Year Period Coordinated with District Attorney’s Case February 24, 2023/US SEC The SEC today filed and sought court approval for a full settlement of an offering fraud case charging California-based entities Energy & Environmental Investments, LLC (“EEI”) and Energy & […]
Frauds & Scandals
SEC Charges Cousins for Insider Trading in Kodak Stock Ahead of Company’s Planned Govt. Partnership to Assist in Response to COVID-19
February 24, 2023/US SEC The Securities and Exchange Commission today charged Andrew Stiles for insider trading in the stocks of Eastman Kodak Company and Novavax Inc. based on nonpublic information related to both companies’ planned government partnerships to assist in the fight against COVID-19 at the height of the pandemic. […]
SEC Charges Ozy Media and its CEO Carlos Watson with Widespread Scheme to Defraud Investors
Former COO and chief of staff also charged in $50 million fraud February 24, 2023/US SEC The Securities and Exchange Commission today charged media and entertainment company Ozy Media Inc., its CEO Carlos R. Watson, Jr., its former COO Samir Rao, and its former Chief of Staff Suzee Han with […]
