Orchestrator used investors’ funds to buy cars, real estate, and a boat January 4, 2023/US SEC The Securities and Exchange Commission today charged Neil Chandran, Garry Davidson, Michael Glaspie, Amy Mossel, Linda Knott, AEO Publishing Inc, Banner Co-Op, Inc, and BannersGo, LLC for their involvement in a fraudulent investment scheme […]
Frauds & Scandals
SEC Charges Former BlackRock Portfolio Manager with Undisclosed Conflict of Interest
January 8, 2023/US SEC The Securities and Exchange Commission today charged Randy Robertson, a former BlackRock Advisors, LLC portfolio manager, for failing to disclose a conflict of interest arising from his relationship with a film distribution company in which the fund he managed for BlackRock invested millions of dollars. To […]
Proliferation of Illegal Operators a Major Concern – SEC
January 4, 2023/SEC Nigeria The Securities and Exchange Commission has stated that the persisted proliferation of operators running illegal investment schemes in the country continues to be a major critical concern to the capital market. Director General of the SEC Mr. Lamido Yuguda who stated this in a New Year […]
