July 27, 2022/US SEC The Securities and Exchange Commission yesterday charged Palm Beach County resident Alexandra Robert and two companies under her ownership and control, alleging that they fraudulently raised approximately $900,000 from 80 investors through an unregistered securities offering, including to members of the Haitian-American community in South Florida. […]
Frauds & Scandals
SEC Charges Former FBI Trainee and His Friend with Insider Trading
July 26, 2022/US SEC On July 25, 2022, the Securities and Exchange Commission filed insider trading charges against Seth Markin, a former FBI trainee, and his friend Brandon Wong. According to the SEC’s complaint, filed in federal district court in Manhattan, Markin and Wong made approximately $82,000 and $1.3 million, […]
SEC Charges Former Chief Information Security Officer and Four Friends in Insider Trading Ring
July 26, 2022/US SEC The Securities and Exchange Commission on July 25, 2022 filed insider trading charges against Amit Bhardwaj, the former Chief Information Security Officer of Lumentum Holdings Inc., and his friends Dhirenkumar Patel, Srinivasa Kakkera, Abbas Saeedi, and Ramesh Chitor. According to the SEC’s complaint, filed in federal […]
