July 6, 2022/US SEC The Securities and Exchange Commission announced judgments against three defendants charged with participating in a fraudulent scheme to sell shares of microcap company Aureus Inc. The defendants’ scheme involving Aureus generated over $5 million in fraudulent trading proceeds. The final judgment against Amar Bahadoorsingh, last of […]

July 6, 2022/US SEC On July 5, 2022, the United States District Court for the Western District of Washington entered final judgments by consent against the four remaining defendants who were charged for their roles in a scheme to trade on confidential information about Netflix’s subscriber growth. The SEC’s complaint, […]

July 1, 2022/US SEC The Securities and Exchange Commission today charged Terry Nikopoulos of Aurora, Ontario, Canada and four entities he controlled, TKJ Investments Corp., TKJ Holdings Corp., Preeminent Trade Group Inc., and The Elyte Group Corp., and Justin R. Kimbrough of Plano, Texas and an entity that he controlled, […]