Accounts belonged to public school teachers and staff investing for retirement July 18, 2022/US SEC The Securities and Exchange Commission today announced fraud charges against Equitable Financial Life Insurance Company for providing account statements to about 1.4 million variable annuity investors that included materially misleading statements and omissions concerning investor […]
Frauds & Scandals
Final Judgment Entered Against Former Microcap Stock Promoter
July 18, 2022/US SEC On June 16, 2022, the United States District Court for the Eastern District of New York entered a final consent judgment against Joshua Tyrell, a former stock promoter located in Hendersonville, Tennessee. The SEC’s complaint, filed on February 23, 2021, alleged that Tyrell entered into a […]
SEC Awards Whistleblowers More Than $6 Million
July 15, 2022/US SEC The Securities and Exchange Commission today announced awards totaling more than $6 million to two whistleblowers who provided critical information and assistance in two separate covered actions. In the first order, the SEC issued an award of more than $3 million to a whistleblower who was […]
