April 14, 2022/US SEC The Securities and Exchange Commission filed fraud charges against Boca Raton, Florida residents Joseph Salvatore DeVito (a/k/a Salvatore DeVito) and Dean Anthony Esposito (a/k/a Dean Anthony) for unlawfully acting as unregistered brokers and hiding their histories of securities law violations while soliciting investments in several unregistered […]
Frauds & Scandals
SEC Obtains Final Judgment Against Former Company Controller Charged with Insider Trading
April 14, 2022/US SEC The Securities and Exchange Commission announced today the entry of a final judgment on April 11, 2022 against Mark Loman, formerly controller of OSI Systems, Inc., a California-based security, electronics, and healthcare manufacturing company. Loman agreed to pay $482,050 to settle the charges that he secretly […]
SEC Charges Shareholders, Attorney in Penny Stock Fraud Scheme
April 12, 2022/US SEC The Securities and Exchange Commission charged Justin W. Herman, Anthony M. Baker, Ian Horn, and Island Capital Inc for their roles in the fraudulent and manipulative sale of hundreds of thousands of shares of a penny stock company. According to the SEC’s complaint, from at least […]
