SEC Charges Additional Investment Adviser in Cherry Picking Scheme
November 16, 2021/US SEC The Securities and Exchange Commission filed charges against Lina Maria Garcia of Miami-based…
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SEC Obtains Judgment Against Former Corporate Controller for Tipping Brother-In-Law Ahead of Merger Announcement
November 15, 2021/US SEC On October 18, 2021, the U.S. District Court for the Eastern…
SEC Issues Awards Totaling More Than $15 Million to Two Whistleblowers
November 10, 2021/US SEC The Securities and Exchange Commission today announced awards of more than…