September 16, 2021/US SEC On December 1, 2020, the Securities and Exchange Commission charged Raquel Moura Borges and her investment advisory firm, Global Access Investment Advisor, LLC, with fraud for misappropriating client assets. According to the SEC’s complaint, from 2013 to 2018, Borges, a Brazilian national, and Global Access, based […]
Frauds & Scandals
Court Appoints Receiver Requested by SEC Over Assets in Multimillion-Dollar Ponzi Scheme
September 16, 2021/US SEC The Securities and Exchange Commission today announced that, on August 30, 2021, the U.S. District Court for the District of Minnesota granted the agency’s motion for the appointment of a receiver in its ongoing litigation against Jason Dodd Bullard, Angela-Romero Bullard, and Bullard Enterprises LLC. The […]
SEC Surpasses $1 Billion in Awards to Whistleblowers with Two Awards Totaling $114 Million
September 15, 2021/US SEC The Securities and Exchange Commission today announced awards of approximately $110 million and $4 million to two whistleblowers whose information and assistance led to successful SEC and related actions. With these awards, the SEC’s whistleblower program has now paid more than $1 billion in awards to […]
