July 21, 2021/US SEC On July 13, 2021, the United States District Court for the Southern District of New York entered consent judgments against Suneet Singal and his entities, First Capital Real Estate Investments, LLC and First Capital Real Estate Advisors LP, as well as against First Capital Real Estate […]
Frauds & Scandals
SEC Awards Nearly $3 Million to Whistleblower
July 21, 2021/US SEC The Securities and Exchange Commission today announced an award of nearly $3 million to a whistleblower whose information and assistance led to a successful SEC enforcement action. “The whistleblower alerted the SEC to previously unknown conduct and then provided substantial additional assistance, which conserved a considerable amount […]
SEC Charges Retailer and Former CEO for Accounting, Reporting, and Control Failures
July 2021/US SEC The Securities and Exchange Commission today announced that Fort Worth, Texas, specialty retailer Tandy Leather Factory Inc. and its former chief executive officer Shannon Greene have agreed to settle charges for accounting, reporting, and control failures that led to a multi-year restatement of the company’s financial statements. […]
