July 15, 2021/US SEC The Securities and Exchange Commission announced charges against Marlon Muller for engaging in a pattern of coordinated trading intended to artificially raise and sustain the price of microcap issuer EMS Find, Inc. (EMSF) and to generate liquidity. The SEC’s complaint, filed in the United States District […]
Frauds & Scandals
SEC Charges Securities Fraud Recidivist in Real Estate-Related Scheme
July 15, 2021/US SEC The Securities and Exchange Commission charged Jefferey A. Gordon of Dallas, Texas and two companies he controls with defrauding at least 18 investors out of nearly $1 million in a real estate investment scheme. The SEC’s complaint alleges that Gordon sold investors interests in his company, […]
SEC Awards More Than $1 Million to Whistleblower
July 15, 2021/US SEC The Securities and Exchange Commission today announced an award of more than $1 million to a whistleblower whose information and assistance led to an SEC enforcement action. The whistleblower provided SEC staff with valuable information and ongoing assistance, which included participating in an interview with the […]
