May 19, 2021/US SEC The Securities and Exchange Commission today charged a New Jersey-based healthcare company and its founder with fraudulently raising nearly $4 million from over 130 investors nationwide through the sale of membership units in the company. According to the SEC’s complaint, since July 2017, Premier Healthcare Solution LLC […]
Frauds & Scandals
SEC Awards More Than $31 Million to Whistleblowers in Two Enforcement Actions
May 17, 2021/U SEC The Securities and Exchange Commission today announced whistleblower awards to four individuals totaling more than $31 million. In the first order, the SEC awarded almost $27 million to two claimants who provided SEC staff with new information and assistance during an existing investigation, including meeting with […]
SEC Charges Additional Unregistered Broker Who Sold $10.8 Million in 1 Global Securities to Investors
May 17, 2021/US SEC The Securities and Exchange Commission today announced charges against an additional individual in connection with its ongoing investigation related to 1 Global Capital, LLC, a South Florida merchant cash advance company. The SEC previously charged 1 Global, its owner, and others with operating a fraudulent scheme […]
