December 9, 2020/US SEC The Securities and Exchange Commission today charged ICE Data Pricing & Reference Data LLC, a global securities pricing service and New York-based registered investment adviser, for compliance deficiencies relating to its delivery to clients of prices based on quotes it received from a single market participant, […]
Frauds & Scandals
Centurion Law Group submits Request for Transparency to Spanish Minister of Justice on Villajero/Massoko Case
Centurion has notably called on the Spanish authorities to release all the information about this matter to the victims and the public December 9, 2020/Centurion Law Group The Centurion Law Group (CenturionLG.com) has sent an official request to H.E. Juan Carlos Campo, Minister of Justice of Spain, demanding him actions […]
SEC Orders BlueCrest to Pay $170 Million to Harmed Fund Investors
December 8, 2020/US SEC The Securities and Exchange Commission today announced that UK-based investment adviser BlueCrest Capital Management Limited has agreed to pay $170 million to settle charges arising from inadequate disclosures, material misstatements, and misleading omissions concerning its transfer of top traders from its flagship client fund, BlueCrest Capital […]
