September 29, 2020/Aetoswire The Securities and Exchange Commission today charged a former finance manager at Amazon.com Inc. and two family members with insider trading in advance of Amazon earnings announcements between January 2016 and July 2018. According to the SEC’s complaint, Laksha Bohra worked as a senior manager in Amazon’s tax […]
Frauds & Scandals
SEC Charges Florida Man in Microcap Fraud
September 28, 2020/US SEC The Securities and Exchange Commission today announced charges against Florida resident Todd Zinkwich for engaging in a fraudulent scheme to manipulate the market for numerous microcap stocks, which enabled his clients to sell millions of dollars’ worth of stock to retail investors at inflated prices. According […]
SEC Charges Companies, Former Executives as Part of Risk-Based Initiative
Interface and Two Former Executives Charged With Accounting and Disclosure Violations; Fulton Financial Corporation Charged With Disclosure Violations September 28, 2020/US SEC The Securities and Exchange Commission today filed settled actions against two public companies for violations that resulted in the improper reporting of quarterly earnings per share (EPS) that […]

