September 14, 2020/US SEC The Securities and Exchange Commission today announced settled charges against Remington Chase for fraudulently misappropriating millions of dollars from investors. The SEC’s complaint alleges that Chase, through his company Knightsbridge Entertainment, Inc., sold over $62 million in high-yield, short-term promissory notes to approximately 100 investors. According […]
Frauds & Scandals
SEC Awards More Than $10 Million to Whistleblower
September 14, 2020/US SEC The Securities and Exchange Commission today announced an award of more than $10 million to a whistleblower whose information and assistance were of crucial importance to a successful SEC enforcement action. “This award recognizes the persistent efforts of the whistleblower to expose serious financial misconduct,” said Jane […]
SEC Charges Charter School Operator and its Former President With Fraudulent Municipal Bond Offering
September 14, 2020/US SEC The Securities and Exchange Commission today charged Park View School, Inc., a state-funded, nonprofit charter school operator based in Prescott Valley, Arizona, and its former President, Debra Kay Slagle, with misleading investors in an April 2016 municipal bond offering. According to the SEC’s complaint, Park View […]
