August 24, 2020/US SEC On August 17, 2020, the U.S. District Court for the Southern District of California granted the SEC’s motion for summary judgment against former associates of RMR Asset Management Company Jocelyn M. Murphy, Michael Sean Murphy, and Richard C. Gounaud. According to the SEC’s complaint, filed August […]
Frauds & Scandals
SEC Charges Former Brokers with IIIegally Selling Securities
August 24, 2020/US SEC The Securities and Exchange Commission announced charges against two former registered representatives, Minish “Joe” Hede and Kevin Graetz, for acting as unregistered brokers in the sale of securities issued by Belize Infrastructure Fund I, LLC (Belize Fund). According to the SEC’s complaint, Hede and Graetz sold […]
DMO Says Alleged N1.08bn Corruption Scandal False
August 24, 2020/DMO The attention of the Debt Management Office (DMO) has been drawn to a report in the Vanguard of Saturday August 22, 2020 titled “Alleged N1.08bn corruption scandal hits DMO”. The DMO hereby states unequivocally that the story is false, full of lies and the documents referred to […]
