SEC Charges Affiliated Advisers for Misrepresentations About Payment for Order Flow Arrangements
August 6, 2020/US SEC The Securities and Exchange Commission today filed settled charges against affiliated…
All Posts in "Frauds & Scandals"
UBA Says N41 Billion NITEL in Liquidation Fraud Involving Bank’s Principal Officers False
August 3, 2020/NSE The attention of United Bank for Africa (UBA) has been drawn to…
SEC Charges Valic Financial Advisors with Failing to Disclose Payments to Promote Services to Florida Educators
-SEC also Charges Valic Financial Advisors in Separate Action for Mutual Fund Selection Violations July…