June 15, 2020/US SEC On June 10, 2020, the U.S. District Court of the Southern District of Florida entered a final judgment against relief defendant Rhoda Burkholz of Boca Raton, Florida, who has agreed to pay over $250,000 to resolve the SEC’s action against her for allegedly receiving proceeds from […]

June 12, 2020/US SEC The U.S. Securities and Exchange Commission today announced charges against a Nashville, Tennessee-based securities broker for defrauding two seniors, including a World War II-era veteran, of nearly $1 million. According to the complaint, Frederick Stow acted as the veteran’s registered representative for more than three decades […]

June 11, 2020/US SEC The Securities and Exchange Commission has filed an emergency action and obtained an asset freeze against five individuals and six offshore entities for an alleged fraudulent scheme that generated more than $25 million from illegal sales of multiple microcap companies’ stock, including four that were the […]