March 2, 2020/US SEC The Securities and Exchange Commission charged Jason Allan Arthur and Christopher Joseph Bongiorno with engaging in fraud and acting as unregistered brokers in connection with the securities offerings of two issuers, US Lighting Group, Inc. (USLG) and Petroteq Energy, Inc. (PQEFF). According to the SEC’s complaint, […]

March 2, 2020/US SEC The Securities and Exchange Commission today announced the entry of a judgment against the former CEO of Illinois-based Navistar International Corporation, Daniel C. Ustian, who was enjoined from violating the antifraud provisions of the federal securities laws and ordered to pay $500,000. The SEC’s case involved […]

March 1, 2020/SEC Nigeria The securities and Exchnage Commission has restated it’s resolve to ensure that illegal fund managers in the country are not allowed to operate.This was stated by the Acting Director General of the SEC, Ms. Mary Uduk while speaking in Abuja, weekend.Represented by the  Head, office of […]