Longfin CEO Settles Fraud Action January 3, 2020/US SEC The Securities and Exchange Commission today announced that Longfin Corp. CEO… by InvestAdvocate — January 4, 2020 in Frauds & Scandals 0
SEC Charges Individuals for Assisting Broker-Dealer’s Net-Capital Violations January 2, 2020/US SEC The Securities and Exchange Commission charged Alan D. Seidel, the former… by InvestAdvocate — January 2, 2020 in Frauds & Scandals 0
SEC Settles Insider Trading Claims Against Trader in Advanced Medical Optics, Inc. January 2, 2019/US SEC The Honorable David O. Carter of the United States District Court… by InvestAdvocate — January 2, 2020 in Frauds & Scandals 0