October 24, 2024/NGX Trading License Holders and the investing public are hereby notified that pursuant to the provisions of Rule 3.1, Rules for Filing of Accounts and Treatment of Default Filing, (Default Filing Rules), which states that: “If an Issuer fails to file the relevant accounts by the expiration of […]
Frauds & Scandals
SEC Charges Four Companies With Misleading Cyber Disclosures
One company, Unisys Corp., also charged with controls violations October 22, 2024/US SEC The Securities and Exchange Commission today charged four current and former public companies – Unisys Corp., Avaya Holdings Corp., Check Point Software Technologies Ltd, and Mimecast Limited – with making materially misleading disclosures regarding cybersecurity risks and […]
SEC Charges Advisory Firm WisdomTree with Failing to Adhere to Its Own Investment Criteria For ESG-Marketed Funds
Firm misstated that funds did not invest in companies involved in fossil fuels and tobacco October 21, 2024/US SEC The Securities and Exchange Commission today charged New York-based investment adviser WisdomTree Asset Management Inc. with making misstatements and for compliance failures relating to the execution of an investment strategy that […]
