SEC Charges Ken Leech, Former Co-Chief Investment Officer of Western Asset Management Co., with Fraud
December 3, 2024/US SEC On November 25, 2024, the Securities and Exchange Commission charged Stephen…
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SEC Charges Former CEO of Biotherapeutics Company with Misleading Investors about Status of FDA Reviews
December 3, 2024/US SEC The Securities and Exchange Commission today filed settled charges against Maurizio…
SEC Charges Ken Leech, Former Co-Chief Investment Officer of Western Asset Management Co., with Fraud
Defendant allegedly engaged in cherry-picking, allocating hundreds of millions of dollars in net first-day gains…