June 13, 2019/US SEC The Securities and Exchange Commission today filed an amended complaint naming Swiss resident Roland M. Mathys as a defendant in an insider trading case the SEC brought last year alleging that certain unknown traders made approximately $5 million in profits by making timely purchases of Bioverativ, […]
Frauds & Scandals
SEC Obtains Final Judgment Against Cape Cod-Based Investment Adviser Charged with Fraud
June 11, 2019/US SEC On June 3, 2019, a federal court judge entered a final judgment against Massachusetts resident and Cape Cod-area investment adviser Kimberly Pine Kitts in an SEC case that charged Kitts with defrauding multiple clients by stealing over $3 million from their investment and retirement accounts. On […]
Oando Faults SEC on Suspension of AGM
June 11, 2019/NSE We have received notification from the Securities and Exchange Commission (SEC) by a letter dated today, Monday, June 10, 2019 at 12:42pm directing the suspension of the validly convened 42nd Annual General Meeting (“AGM”) of Oando PLC (“the Company”) on the premise of the Ex-parte Order of […]

