May 21, 2019/US SEC The Securities and Exchange Commission today announced it has obtained a court order halting an ongoing $30 million Ponzi scheme targeting more than 300 investors in the U.S. and Canada. The SEC complaint unsealed Monday charges South Florida-based Argyle Coin, LLC, a purported cryptocurrency business, and its principal […]
Frauds & Scandals
SEC Charges Four Individuals in a Microcap Fraud
May 20, 2019/US SEC The Securities and Exchange Commission charged four individuals for their roles in a $1.9 million pump-and-dump scheme in the stock of a public Southern California beverage and cannabis company, Green Cures & Botanical Distribution, Inc. According to the SEC’s complaint, in 2015, Ishmail Calvin Ross of […]
SEC Files Subpoena Enforcement Against Individual for Failing to Produce Documents and Appear for Testimony
May 20, 2019/US SEC The Securities and Exchange Commission filed a subpoena enforcement action against Tracson McLeod of San Diego, California, seeking an order directing him to comply with an investigative subpoena for documents and testimony. According to the SEC’s application, filed in U.S. District Court for the Southern District […]
