April 9, 2019/US SEC The Securities and Exchange Commission charged fifteen individuals with acting as unregistered brokers or aiding-and-abetting such activity in connection with Intertech Solutions, Inc.’s fraudulent and unregistered securities offerings. The SEC’s complaints allege that Alexander Bevil, Richard Bohnsack, Daniel Broyles, Charles Davis, Michael Duke, Joel Duncan, Martin […]
Frauds & Scandals
SEC Obtains Final Judgment and Bars Investment Adviser for Defrauding Clients
April 5, 2019/US SEC The Securities and Exchange Commission has obtained a final judgment against Scott Newsholme, a New Jersey-based tax preparer, who was charged with defrauding his clients after convincing them to give him their money to invest. According to the SEC’s complaint, filed September 6, 2017, Newsholme fabricated […]
SEC Charges Maine Resident with Defrauding Investors in $3 Million Christian Concert Scheme
April 4, 2019/US SEC The Securities and Exchange Commission filed an enforcement action on April 4, 2019 in federal court in Portland, Maine, charging Freeport-area concert promoter Jeffrey E. Wall and his business, The Lighthouse Events, LLC, with defrauding over one hundred investors he solicited to become “financial partners.” According […]
