March 15, 2019/US SEC The Securities and Exchange Commission charged Volkswagen AG, two of its subsidiaries, and its former CEO, Martin Winterkorn, for defrauding U.S. investors, raising billions of dollars through the corporate bond and fixed income markets while making a series of deceptive claims about the environmental impact of […]
Frauds & Scandals
SEC Charges Registered Investment Adviser and Former Chief Operating Officer With Defrauding Client
March 15, 2019/US SEC The Securities and Exchange Commission today charged Talimco LLC, a registered investment adviser, and Grant Gardner Rogers, the former chief operating officer of the firm, with manipulating the auction of a commercial real estate asset on behalf of one client for the benefit of another. […]
SEC Charges Former Municipal Officer with Fraud in Connection with Public Pension Funds
March 15, 2019/US SEC The Securities and Exchange Commission today charged Dale M. Walker, the former County Manager of Macon-Bibb County, Georgia, with misleading three Macon-Bibb County public pension fund boards in connection with their selection of an investment adviser to manage over $400 million of pension fund assets. The […]
