March 15, 2019/US SEC The Securities and Exchange Commission today charged Volkswagen AG, two of its subsidiaries, and its former CEO, Martin Winterkorn, for defrauding U.S. investors, raising billions of dollars through the corporate bond and fixed income markets while making a series of deceptive claims about the environmental impact […]
Frauds & Scandals
Direct ICPC to Arraign Gwarzo – Group urges Buhari
March 14, 2019/CACOL Centre for Anti-Corruption and Open Leadership (CACOL) has called on his Excellency Muhammadu Buhari GCFR president, Commander-In-Chief of the Armed Forces of the Federal Republic of Nigeria to as a matter of urgency direct the ICPC to charge former Director-General of the Securities and Exchange Commission (SEC), […]
SEC Charges Attorney with Scheme to Hide Her Role in Preparing False Legal Opinions for Microcap Securities
March 13, 2019/US SEC The Securities and Exchange Commission today charged an attorney with fraud for concealing from transfer agents and brokerage firms her involvement in preparing legal opinion letters concerning the sale of certain microcap securities. The SEC alleges that the attorney, Diane D. Dalmy, had been placed on […]
