Court Orders Microcap Company, Two Promoters in Pump-and-Dump Scheme to Pay Over $4.6 Million
February 12, 2019/US SEC The Securities and Exchange Commission has obtained final judgments against a…
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SEC Obtains Judgment Against Donato Baca, Jr. in Ponzi Scheme
February 11, 2019/US SEC On February 8, 2019, the Securities and Exchange Commission obtained a judgment…
Two Defendants in SEC Enforcement Action Plead Guilty in Parallel Criminal Case to Charges of Securities Fraud and Lying to the SEC
February 11, 2019/US SEC A former employee of a Boston-based biotech company and a friend…