Charges filed against US firm as part of corruption and money-laundering inquiry 17/12/2018/The Guardian Goldman Sachs and two former bankers have been hit with criminal charges by Malaysian authorities over the 1MDB corruption scandal. The country’s attorney general, Tommy Thomas, said Goldman subsidiaries and ex-bankers Tim Leissner and Roger Ng […]
Frauds & Scandals
SEC Sues Orange County Investment Adviser for Defrauding Clients
December 18, 2018/US SEC The Securities and Exchange Commission has charged a Laguna Niguel, California investment adviser with misappropriating client funds and misleading his clients about how their money was invested and how their investments were performing. The SEC is seeking an asset freeze and the appointment of a receiver […]
SEC Charges Husband of Investment Banker with Insider Trading
December 18, 2018/US SEC SEC Charges Husband of Investment Banker with Insider Trading The Securities and Exchange Commission today charged a New York-based banking consultant with insider trading in advance of an airline merger based on confidential information he learned by eavesdropping on the phone conversations of his then-fiancé, who […]
