December 15, 2018/US SEC The Securities and Exchange Commission today announced charges against Thomas H. Laws, the former CEO of Santa Fe Gold Corporation, for the misappropriation of investor funds. The SEC also obtained an asset freeze against Laws. The SEC’s complaint, unsealed on December 6, 2018, alleges that, from […]
Frauds & Scandals
SEC Obtains Final Judgment Against Suburban Chicago Tech Executive
December 14, 2018/US SEC The Securities and Exchange Commission has obtained a final judgment against the former Chairman and CEO of a company purportedly in the homeland security business. In October 2011, the SEC charged Gregory E. Webb, the Chairman and CEO of InfrAegis, Inc., and InfrAegis, with conducting a […]
Executives Settle ICO Scam Charges
December 13, 2018/US SEC Two former executives behind an allegedly fraudulent initial coin offering (ICO) that was stopped by the Securities and Exchange Commission earlier this year have been ordered in federal court to pay nearly $2.7 million and prohibited from serving as officers or directors of public companies or […]
