—— Lawyer Is Barred from Appearing and Practicing Before SEC as an Attorney November 20, 2018/US SEC On November 5, 2018, a U.S. District Court for the Central District of California entered a final judgment on consent against immigration attorney, Steve Qi, and his law firm, Law Offices of Steve […]
Frauds & Scandals
Nissan says chairman Carlos Ghosn has been arrested for financial misconduct
November 19, 2018/The Washington Post By Simon Denyer Nissan Motors said Monday that chairman Carlos Ghosn has been arrested and will be dismissed after the company uncovered “significant acts of misconduct,” including underreporting his own salary and using company assets for his personal benefit. Ghosn is considered one of the […]
SEC Announces Settlement in Fraud Case Against Former Investment Adviser
16/11/2018/US SEC The Securities and Exchange Commission announced today the entry of a final judgment against Cornelius Peterson, a former investment adviser at a large financial institution who was charged with misappropriating client funds. On January 31, 2018, the Commission filed a complaint in the United States District Court for […]
