Consultant’s father and two friends charged with making more than $1 million in illicit insider trading profits September 13, 2024/US SEC The Securities and Exchange Commission today charged Federico Nannini, his father, and two of his friends for insider trading in advance of the pending acquisition of Infrastructure and Energy […]
Frauds & Scandals
SEC Obtains Final Judgment Imposing Over $600,000 in Monetary Relief Against Alleged Unregistered Broker
September 13, 2024/US SEC On September 10, 2024, the U.S. District Court for the Southern District of New York entered a final consent judgment against Frank M. Vecchio, enjoining him from violating certain provisions of the federal securities laws and ordering disgorgement and civil monetary penalties. The SEC’s complaint, filed […]
SEC Obtains Emergency Relief Against Wyoming Entity Charged with Fraud
September 10, 2024/US SEC The Securities and Exchange Commission today announced that it obtained a temporary asset freeze, restraining order, and other emergency relief against AmeriStar, LLC and three relief defendants in connection with an alleged scheme through which AmeriStar made false statements about the safety of its investments and […]
