September 18, 2018/US SEC The Securities and Exchange Commission today announced that SeaWorld Entertainment Inc. and its former CEO have agreed to pay more than $5 million to settle fraud charges for misleading investors about the impact the documentary film Blackfish had on the company’s reputation and business. SeaWorld’s former vice president […]
Frauds & Scandals
SEC Charges Former Owner of Investment Education Franchise with Misleading Investors
September 17, 2018/US SEC The Securities and Exchange Commission today announced charges against the former owner of a Texas-based investment education franchise for lying to dozens of investors in connection with a multimillion dollar offering fraud. According to the SEC’s complaint, Defendant Thomas J. Caufield convinced more than 40 investors […]
SEC Set Quantum Securities All Creditors Meeting for September 18, 2018
September 17, 2018 By InvestAdvocate Lagos (INVESTADVOCATE)-The Securities and Exchange Commission (SEC) has announced that Quantum Securities Limited all creditors meeting has been scheduled for Tuesday September 18, 2018. Click here to download full PDF copy of meeting notice
