September 11, 2018/US SEC The Securities and Exchange Commission today announced its first-ever enforcement action finding an investment company registration violation by a hedge fund manager based on its investments in digital assets. The SEC entered an order finding that Crypto Asset Management LP (CAM) offered a fund that operated […]
Frauds & Scandals
SEC Charges ICO Superstore, Owners With Operating as Unregistered Broker-Dealers
September 11, 2018/US SEC The Securities and Exchange Commission today announced that TokenLot LLC, a self-described “ICO Superstore,” and its owners will settle charges that they acted as unregistered broker-dealers. This is the SEC’s first case charging unregistered broker-dealers for selling digital tokens after the SEC issued The DAO Report […]
NCC, CPC Commence Joint Regulatory Consumer Protection Investigation in the Telecoms Sector
Culled—Proshare September 11, 2018/ NCC & CPC Today as a nation, we take a very important step with respect to protecting consumers and ensuring that the telecommunication industry remains robust, continues it leading role in its our economic growth and expanding prosperity to citizens. Indeed, the telecommunications industry has become […]
