August 21, 2018/US SEC The Securities and Exchange Commission charged a Birmingham, Alabama-based certified public accountant with insider trading on confidential information about the impending merger of two potato chip manufacturers. The SEC alleges that A. Catlin Cade, IV misappropriated material nonpublic information concerning the merger of potato manufacturer Golden […]
Frauds & Scandals
SEC Charges Nevada Microcap Issuer and Individuals with Unregistered, Fraudulent Offering
August 21, 2018/US SEC The Securities and Exchange Commission has charged a corporation and its principals with conducting a multi-million dollar offering fraud. The SEC alleges that Nevada-based microcap issuer Intertech Solutions, Inc., which purports to be a project finance and management company for mining operations, William Scott Marshall, and […]
SEC Charges Former Online Marketing Company Executives With Inflating Operating Metrics
August 21, 2018/US SEC The Securities and Exchange Commission today announced settled charges with two former top officers of Endurance International Group Holdings Inc. for overstating the company’s subscriber base, and charged a former executive of Constant Contact Inc. for making similar misrepresentations. The SEC’s orders find that Endurance’s former […]
