September 4, 2024/US SEC Today, the Securities and Exchange Commission charged Miami-area residents Francisco Javier Malave Hernandez (“Malave”) and Ricardo Javier Guerra Farias (“Guerra”) and a company Malave controlled with defrauding investors who purchased approximately $5 million in promissory notes. Most of the investors are members of the Venezuelan-American community […]

Firm also misled investors about its redemption practices September 3, 2024/US SEC The Securities and Exchange Commission today announced settled charges against Florida-based Galois Capital Management LLC, a former registered investment adviser for a private fund that primarily invested in crypto assets, for failing to comply with requirements related to […]

August 30, 2024/US SEC The Securities and Exchange Commission today announced charges against purported investment adviser Wisdom Capital Management Group Ltd. (“Wisdom”) for making material misrepresentations and unsubstantiated statements in a form filed with the SEC regarding Wisdom’s organization, office location, assets under management, and clients. The SEC’s complaint, filed […]