Fraudsters May Pose As Brokers Selling Pending IPO or pre-IPO Shares Of Well-known Firms
Culled–Proshare 18/8/2018/SEC Ed(as adpted) There are documented cases of potential scams in which fraudsters may…
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SEC Obtains Final Judgment Ordering Pyramid Scheme Promoter to Pay Over $1 Million
August 14, 2018/US SEC A promoter of a pyramid scheme targeting Latino communities has agreed…
SEC Files Charges in Municipal Bond “Flipping” and Kickback Schemes
August 14, 2018/US SEC The Securities and Exchange Commission today charged two firms and 18 individuals…