In Your Interest
July 20, 2018/US SEC The Securities and Exchange Commission today announced that two U.S.-based subsidiaries of Deutsche Bank AG will pay nearly $75 million to settle charges of improper handling of “pre-released” American Depositary Receipts (ADRs). The case stems from a continuing SEC investigation into abuses involving pre-released ADRs. In […]
19/7/2018/US SEC On July 19, 2018, the Securities and Exchange Commission charged Bhushan Dandawate, a resident of Fairfax, Virginia, for aiding and abetting a fraudulent accounting scheme by the former Chief Executive Officer and former Chief Financial Officer of an Illinois consulting and software development company between April 2015 and […]
19/7/2018/US SEC On July 11, 2018, the Securities and Exchange Commission charged a Wyoming company and its principal for an offering fraud targeting primarily elderly Asian-American and Asian members of an online Christian ministry. The SEC’s complaint, filed in the United States District Court for the District of Wyoming, alleges […]