July 10, 2018/US SEC July 10, 2018. On July 6, 2018, a jury in federal court in Brooklyn, New York returned a guilty verdict against Glen Mills, Pennsylvania preacher, and former registered representative, Vitaly Korchevsky (“Korchevsky”) and former registered representative Vladislav Khalupsky (“Khalupsky”) in a criminal trial prosecuted by the […]
Frauds & Scandals
Former Biotech Company Employee Charged with Insider Trading
July 10, 2018/US SEC On July 10, 2018, the Securities and Exchange Commission charged a former research and development scientist at a California biotech company with insider trading in advance of three positive company announcements. According to the SEC’s complaint, former company scientist Gene Shen had access to material nonpublic […]
SEC Obtains Final Judgment Against Investment Adviser’s Assistant
July 10, 2018/US SEC A federal district court in the Western District of New York entered a final judgment against Amherst, New York resident Lauramarie Colangelo, formerly an assistant to investment adviser Tarek D. Bahgat. The SEC’s complaint alleges that Bahgat misappropriated money from seven of his investment advisory clients, […]
