SEC Charges New York-Based Firm and Supervisors for Failing to Supervise Brokers Who Defrauded Customers
June 29, 2018/US SEC The Securities and Exchange Commission today charged New York-based broker-dealer Alexander…
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Former Equifax Manager Charged With Insider Trading
June 28, 2018/US SEC The Securities and Exchange Commission today charged a former Equifax manager…
LafargeHolcim Informed of Lafarge SA Being Placed Under Investigation in France
June 28, 2018/LafargeHolcim Today, the examining magistrates in Paris, France, presiding over the case relating…