11/5/2018/US SEC On May 10, 2018, the Securities and Exchange Commission filed a complaint in the U.S. District Court for the District of Utah against The Falls Event Center, LLC (The Falls), a Utah limited liability company, and its CEO Steven L. Down of West Jordan, Utah (Down) for making […]

9/5/2018/US SEC A former microcap company president charged by the Securities and Exchange Commission with defrauding over 700 investors nationwide who were pressured to invest has agreed to lifetime officer-and-director and penny stock bars. The SEC’s complaint alleges that from 2009 until 2015, Keith Houlihan of Boca Raton, Florida, while […]

9/5/2018/US SEC The Securities and Exchange Commission today announced that it has charged New York-based investment adviser Premium Point Investments LP with inflating the value of private funds it advised by hundreds of millions of dollars.  The SEC also charged Premium Point’s CEO and chief investment officer Anilesh Ahuja as […]