Broker Charged With Defrauding Investors by SEC Sentenced to More Than Five Years in Prison in Parallel Criminal Case
4/5/2018/US SEC A registered representative in Pennsylvania whom the Securities and Exchange Commission charged with…
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SEC Obtains Preliminary Injunction Continuing Freeze of $27 Million in Stock Sales of Purported Cryptocurrency Company Longfin
May 3, 2018/US SEC On May 1, 2018, a federal district court in Manhattan granted…
SEC Seeks Order Requiring Shawn Carter to Comply With Subpoena for Testimony
May 3, 2018/US SEC The Securities and Exchange Commission has filed a subpoena enforcement action…